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Government Enforcement Exposed - "The GEE"
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19 Sep 2014 NASAA: State Securities Regulators’ Views on Top Emerging Enforcement Issues

  At the North American Securities Administrators Association (NASAA) Annual Conference earlier this week in Indianapolis, the NASAA Enforcement Section gave a preview of the results of its annual survey of securities administrators. In that survey, state securities regulators identified binary options, marijuana-related investments, stream of income investments and the cybersecurity of digital currency as the primary emerging enforcement concerns.   Binary options. Described by one regulator as “the flavor of the week in terms of investor fraud,” these options, with a fixed expiry time, are all-or-nothing investments. If the option expires in-the-money, the investor gets a fixed amount of cash; if it expires out-of-the-money, the investor gets nothing. Because they are easy to understand and do not require any leverage, state regulators believe relatively unsophisticated…

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27 May 2014 CYBERCRIME & YOUR COMPANY – FAILING TO PREPARE = PREPARING TO FAIL, Part 2

Continuation of last week’s Cybercrime & Your Company – Failing to Prepare = Preparing to Fail, Part 1.   V. If Your Company Becomes the Next Victim   If your company becomes the next target/victim of cybercriminals, personal information of your employees and customers can be compromised. Sensitive and proprietary data can be stolen and sold to the highest bidder, usually one of your competitors. Financial resources can disappear and the reputation of your business can be ruined.   VI. Key Steps to Protect Your Computer System from the Cybercriminal   How can you protect your computer system from a cybercriminal, a digital terrorist, waiting to wreak havoc upon your company? Here are some key tips:  Ensure your employees set strong passwords, change them periodically and…

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